Client Money Protection

Henyep Capital Markets (UK) Limited is a global leader in capital markets trading. We specialize in foreign exchange and Contracts for Difference (CFD’s) on commodities, metals, equities, indices, and treasuries traded through our global affiliate network and advanced online trading platform.

With our trading desk in the heart of the city of London and with over 30 years of operational history, we are authorized and regulated by the Financial Services Authority of the United Kingdom (FSA).

When you invest with Henyep Capital Markets (UK) Limited you get the advantage of having your investments / funds protected both by the

1) Financial Services Compensation Scheme and

2) As a result of Henyep Capital Markets (UK) Limited adhering to FSA’s Client Money rules against the default of the Company.

Financial Services Compensation Scheme (FSCS)

    FSCS is the UK's compensation fund of last resort for customers of financial services firms authorised by the Financial Services Authority (FSA). This means that FSCS can pay compensation under the protected investment business scheme to consumers if an authorised financial services firm is unable, or likely to be unable, to pay claims against it and so is in "default."

    Payments under the protected investment business scheme are limited to a maximum of £85,000.00 per customer. The Scheme is set up mainly to assist retail individuals, although smaller businesses are also covered.

Full details of FSCS and its services are available at their web site: http://www.fscs.org.uk/

Protection under FSA’s Client Money Rules

    The FSA ‘Client Assets Rules’ require Henyep Capital Markets (UK) Limited to segregate all money due to you on a daily basis and hold these funds in a separate account held at a bank approved by FSA. We will hold these funds as trustee. As a result the approved bank or any other creditor of Henyep Capital Markets (UK) Limited will not be in a position to claim these funds in case of liquidation of Henyep Capital Markets (UK) Limited.

This also means that your funds and other assets will be segregated from Henyep Capital Markets (UK) Limited’s own money and will not be available to us for use in the course of our business. We may hold your money and the money of other clients in a pooled bank account. Hence in the event of a default by the bank causes any unreconciled shortfall in the money held in the pooled account, then you may share proportionately in that shortfall.

External Audit

    We have appointed Moore Stephens as our independent external auditors. They audit our books and records annually and report to the FSA our adherence to Client Money and Capital Adequacy Rules throughout the review period.

客户资金安全

    兴业资本市场(英国)有限公司是一位全球资本市场交易的领导者。透过我们全球合作伙伴的网络和先进的网上交易平台,您可以交易外汇和包含农产品、金属、股票和指数等差价合约(CFD)产品。

    总部设在伦敦,集团拥有逾30年的经营历史,并由英国金融管理局(FSA)授权和监管。

    在兴业资本市场(英国)有限公司交易,您的投资/资金能获得以下保障:

    1) 金融服务补场计划

    2) 兴业资本市场(英国)有限公司会遵照英国金融管理局(FSA)客户资金使用准则管理您的账户资金,旨在防止公司的失职行为对客户造成损失。

金融服务补偿计划(FSCS)

    金融服务补偿计划(FSCS)是英国金融管理局(FSA)监管的金融服务公司客户的最后诉求手段。这就意味着,如果英国金融管理局认定经授权的金融服务公司已无力偿付其债务,金融服务补偿计划会根据投资行业保护计划进行赔偿。

    该计划将给予每位客户最高上限为85,000英镑的赔偿。金融服务补偿计划旨在保护个人,但小公司也在保护对象之列。

    有关金融服务补偿计划的更多详情可查询其官方网站: http://www.fscs.org.uk/

英国金融管理局(FSA)的客户资金使用准则

    根据英国金融管理局的客户资金使用准则的要求,兴业资本市场(英国)有限公司需每日将应付给您的所有资金分离出来,并保存在英国金融管理局许可的银行中。我们仅作为受托人持有这些资金。在兴业资本市场(英国)有限公司的破产清算过程中,该许可银行或兴业资本市场(英国)有限公司的任何其它债权人都没有权利动用这部分资金。

    这还意味着,您的资金和其他财产将和兴业资本市场(英国)有限公司的资金区分开来,兴业不能使用该资金做我司自己的业务。我司可能会将您的资金和其他客户的资金存储在一个银行账户内。因此,一旦用来存储您的账户资金的银行失职而造成账户内任何现金的损失,您需要在一定程度上按比例承担一部分损失。

外部审计

    我司指定马施云国际会计顾问有限公司作为兴业的外部审计。负责每年在审查期间,审查我司的账目和记录并向英国金融管理局报告我司“客户资金使用”及“资金充足”条例的履行情况。